Abstract:
In this paper, we theoretically analyze the mediating effect of import in the relationship between intellectual property rights (IPRs) protection and innovation, and then we use firm-level data of China Industrial Enterprise Data and customs data to analyze the effect of IPRs on innovation, and we also test the mediating effect of import. Empirical results show that: (1) Stronger IPRs protection has a positive effect on innovation of leading innovative enterprises; (2)From the perspective of mechanism, stronger IPRs protection can promote innovation of private enterprises, patent-intensive enterprises and exporting enterprises by affecting import values. Stronger IPRs protection can promote innovation of private enterprises and patent-intensive enterprises by affecting diversity of import products. What's more, stronger IPRs protection can promote innovation of exporting enterprises by affecting quality of import products. China is at an important stage of implementing innovation-driven development strategy, and government should pay high attention to the promotion of intellectual property rights protection and import trade on innovation.
[1]樊纲、王小鲁和朱恒鹏,2010,《中国市场化指数:各地区市场化相对进程2009年报告》,经济科学出版社2010年1月第一版。 [2]韩玉雄和李怀祖,2005,《关于中国知识产权保护水平的定量分析》,《科学学研究》第3期,第377~382页。 [3]姜南、单晓光和漆苏,2014,《知识产权密集型产业对中国经济的贡献研究》,《科学学研究》第8期,第1157~1165页。 [4]吕越、吕云龙和包群,2017,《融资约束与企业增加值贸易》,《金融研究》第5期,第63~80页。 [5]王碧珺、谭语嫣、余淼杰和黄益平,2015,《融资约束是否抑制了中国民营企业对外直接投资》,《世界经济》第12期,第54~78页。 [6]魏浩和林薛栋,2017,《进出口产品质量测度方法的比较与中国事实》,《财经研究》第5期,第89~101页。 [7]吴超鹏和唐菂,2016,《知识产权保护执法力度、技术创新与企业绩效》,《经济研究》第11期,第125~139页。 [8]向训勇、陈婷和陈飞翔,2016,《进口中间投入、企业生产率与人民币汇率传递》,《金融研究》第9期,第33~49页。 [9]杨洋、魏江和罗来军,2015,《谁在利用政府补贴进行创新?》,《管理世界》第1期,第75~86页。 [10]Ang, J. S., Y. Cheng, and C. Wu, 2014, “Does Enforcement of Intellectual Property Rights Matter in China? ”, Review of Economics and Statistics, 96(2): 332~348. [11]Baron, R. M., and D. A. Kenny, 1986, “The Moderator–Mediator Variable Distinction in Social Psychological Research”, Journal of Personality & Social Psychology, 51(6):1173~1182. [12]Bas, M., and V. Strauss-Kahn, 2014, “Does Importing More Inputs Raise Exports? Firm Level Evidence from France”, Review of World Economics, 150(2):241~275. [13]Chu, A. C., G. Cozzi, and S. Galli, 2012, “Does Intellectual Monopoly Stimulate or Stifle Innovation”, European Economic Review, 56(4):727~746. [14]Curzi, D., V. Raimondi, and A. Olper, 2015, “Quality Upgrading, Competition and Trade Policy”, European Review of Agricultural Economics, 42(2): 239~267. [15]Damijan, J. P., and . Kostevc, 2015, “Learning from Trade Through Innovation”, Oxford Bulletin of Economics and Statistics, 77(3): 408~436. [16]Fritsch, U., and H. Görg, 2015, “Outsourcing, Importing and Innovation”, Review of International Economics, 23(4):687~714. [17]Ginarte, J. C., and W. G. Park, 1997, “Determinants of Patent Rights: A Cross-National Study”, Research Policy, 26(3): 283~301. [18]Goldberg, P. K., A. K. Khandelwal, N. Pavcnik, and P. Topalova, 2010, “Imported Intermediate Inputs and Domestic Product Growth”, The Quarterly Journal of Economics, 125(4): 1727~1767. [19]Helpman, E., 1993, “Innovation, Imitation, and Intellectual Property Rights”, Econometrica, 61(6):1247~1280. [20]Hu, A. G., and G. H. Jefferson, 2009, “A Great Wall of Patents: What is Behind China's Recent Patent Explosion?”, Journal of Development Economics, 90(1):57~68. [21]Lin, C., P. Lin, and F. Song, 2010, “Property Rights Protection and Corporate R&D: Evidence from China”, Journal of Development Economics, 93(1): 49~62. [22]Liu, Q., and L. D. Qiu, 2016, “Intermediate Input Imports and Innovations: Evidence from Chinese Firms' Patent Filings”, Journal of International Economics, 103: 166~183. [23]Liu, R., and C. Rosell, 2013, “Import Competition, Multi-Product Firms, and Basic Innovation”, Journal of International Economics, 91(2): 220~234. [24]Maskus, K. E., and M. Penubarti, 1995, “How Trade-Related Are Intellectual Property Rights?”, Journal of International Economics, 39(3): 227~248. [25]Saggi, K., 2013, “Market Power in the Global Economy: The Exhaustion and Protection of Intellectual Property”, The Economic Journal, 123(567): 131~161. [26]Schneider, C., and R. Veugelers, 2010, “On Young Highly Innovative Companies”, Industrial and Corporate Change, 19(4): 969~1007. [27]Smith, P. J., 1999, “Are Weak Patent Rights a Barrier to US Exports?”, Journal of International Economics, 48(1): 151~177.